{"id":766,"date":"2019-03-01T13:46:34","date_gmt":"2019-03-01T13:46:34","guid":{"rendered":"http:\/\/devskey.com\/?p=766"},"modified":"2021-09-23T21:09:13","modified_gmt":"2021-09-23T21:09:13","slug":"obtain-brokerage-license-online","status":"publish","type":"post","link":"https:\/\/devskey.com\/de\/obtain-brokerage-license-online\/","title":{"rendered":"Obtain Brokerage   License ONLINE"},"content":{"rendered":"<div id=\"ez-toc-container\" class=\"ez-toc-v2_0_87_1 counter-hierarchy ez-toc-counter ez-toc-transparent ez-toc-container-direction\">\n<div class=\"ez-toc-title-container\">\n<p class=\"ez-toc-title\" style=\"cursor:inherit\">Table of Contents of this Post<\/p>\n<span class=\"ez-toc-title-toggle\"><a href=\"#\" class=\"ez-toc-pull-right ez-toc-btn ez-toc-btn-xs ez-toc-btn-default ez-toc-toggle\" aria-label=\"Toggle Table of Content\"><span class=\"ez-toc-js-icon-con\"><span class=\"\"><span class=\"eztoc-hide\" style=\"display:none;\">Toggle<\/span><span class=\"ez-toc-icon-toggle-span\"><svg style=\"fill: #999;color:#999\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" class=\"list-377408\" width=\"20px\" height=\"20px\" viewbox=\"0 0 24 24\" fill=\"none\"><path d=\"M6 6H4v2h2V6zm14 0H8v2h12V6zM4 11h2v2H4v-2zm16 0H8v2h12v-2zM4 16h2v2H4v-2zm16 0H8v2h12v-2z\" fill=\"currentColor\"><\/path><\/svg><svg style=\"fill: #999;color:#999\" class=\"arrow-unsorted-368013\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"10px\" height=\"10px\" viewbox=\"0 0 24 24\" version=\"1.2\" baseprofile=\"tiny\"><path d=\"M18.2 9.3l-6.2-6.3-6.2 6.3c-.2.2-.3.4-.3.7s.1.5.3.7c.2.2.4.3.7.3h11c.3 0 .5-.1.7-.3.2-.2.3-.5.3-.7s-.1-.5-.3-.7zM5.8 14.7l6.2 6.3 6.2-6.3c.2-.2.3-.5.3-.7s-.1-.5-.3-.7c-.2-.2-.4-.3-.7-.3h-11c-.3 0-.5.1-.7.3-.2.2-.3.5-.3.7s.1.5.3.7z\"\/><\/svg><\/span><\/span><\/span><\/a><\/span><\/div>\n<nav><ul class='ez-toc-list ez-toc-list-level-1' ><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-1\" href=\"https:\/\/devskey.com\/de\/obtain-brokerage-license-online\/#Video_Vlog_About_Brokerage_Licensing_in_Georgia\" >Video Vlog About Brokerage Licensing in Georgia<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-2\" href=\"https:\/\/devskey.com\/de\/obtain-brokerage-license-online\/#Activities_of_a_brokerage_company\" >Activities of a brokerage company<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-3\" href=\"https:\/\/devskey.com\/de\/obtain-brokerage-license-online\/#License_conditions_for_a_brokerage_activity\" >License conditions for a brokerage activity<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-4\" href=\"https:\/\/devskey.com\/de\/obtain-brokerage-license-online\/#Duties_of_brokerage_companies_and_of_brokers\" >Duties of brokerage companies and of brokers<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-5\" href=\"https:\/\/devskey.com\/de\/obtain-brokerage-license-online\/#Checklist_for_Brokerage_License\" >Checklist for Brokerage License<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-6\" href=\"https:\/\/devskey.com\/de\/obtain-brokerage-license-online\/#Useful_Links\" >Useful Links<\/a><\/li><\/ul><\/nav><\/div>\n\t\t<div data-elementor-type=\"wp-post\" data-elementor-id=\"766\" class=\"elementor elementor-766 elementor-bc-flex-widget\" data-elementor-post-type=\"post\">\n\t\t\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-bb7e19f elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"bb7e19f\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-3d14a15\" data-id=\"3d14a15\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-965dd22 elementor-widget elementor-widget-text-editor\" data-id=\"965dd22\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>A broker \u2013 a natural person who executes securities transactions on behalf of an employer brokerage company and\/or conducts other related activities.\u00a0<a href=\"https:\/\/matsne.gov.ge\/en\/document\/download\/18196\/23\/en\/pdf\">LAW OF GEORGIA ON SECURITIES MARKET<\/a>\u00a0\u00a0regulates relations associated with the public offering of securities and their circulation, and determines the rules of activities and responsibilities of stock exchanges, central depositories, securities registrars, brokerage companies, brokers and investment funds on the securities market, as well as additional requirements for the rules of the activities and responsibilities of those companies whose securities are publicly offered and sold.\u00a0 A brokerage company &#8211; a legal person that has a license for brokerage activity.\u00a0 \u00a0\u00a0<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-c1a1b45 elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"c1a1b45\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-945ae5e\" data-id=\"945ae5e\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-8ba832c elementor-widget elementor-widget-heading\" data-id=\"8ba832c\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\"><span class=\"ez-toc-section\" id=\"Video_Vlog_About_Brokerage_Licensing_in_Georgia\"><\/span>Video Vlog About Brokerage Licensing in Georgia<span class=\"ez-toc-section-end\"><\/span><\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-b6cf3d7 elementor-widget elementor-widget-video\" data-id=\"b6cf3d7\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;youtube_url&quot;:&quot;https:\\\/\\\/www.youtube.com\\\/watch?v=J33i9PmUIUk&amp;t=6s&quot;,&quot;video_type&quot;:&quot;youtube&quot;,&quot;controls&quot;:&quot;yes&quot;}\" data-widget_type=\"video.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-wrapper elementor-open-inline\">\n\t\t\t<div class=\"elementor-video\"><\/div>\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-f3ab554 elementor-widget elementor-widget-heading\" data-id=\"f3ab554\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\"><span class=\"ez-toc-section\" id=\"Activities_of_a_brokerage_company\"><\/span>Activities of a brokerage company<span class=\"ez-toc-section-end\"><\/span><\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-b8da4b2 elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"b8da4b2\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-1e1670d\" data-id=\"1e1670d\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-72779fa elementor-widget elementor-widget-text-editor\" data-id=\"72779fa\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>\u00a0A brokerage licence authorises a brokerage company to engage in operations and services related to equity share, shares, bonds, certificates, bills of<br \/>exchange, cheques and other securities, and as such a brokerage company may:<br \/>a) direct consultations to investors on investments, including the price of securities, investment in securities, trading in securities and related foreign<br \/>exchange transactions;<br \/>b) conduct research related to financial instruments and their issuers and ensure the dissemination of the research results and\/or recommendations on<br \/>investments strategies;<br \/>c) provide consultations to issuers on the issuance of securities and the attractiveness of investments;<br \/>d) prepare and distribute an issuer&#8217;s securities on a non-guaranteed basis;<br \/>e) receive and transmit clients&#8217; orders related to securities, and conduct securities transactions with a clients&#8217; funds in their interests;<br \/>f) manage clients&#8217; investment portfolios, including pension schemes, and funds allocated for operations in securities;<br \/>g) store and record clients&#8217; investment funds and\/or securities, as well as provide services to a nominee holder of securities, and open cash and securities<br \/>accounts for clients for this purpose and conduct operations on those accounts;<br \/>h) enter into securities transactions in their own interests with their own funds;<br \/>i) prepare and distribute an issuer&#8217;s securities on a guaranteed basis;<br \/>j) lend and borrow securities to and from clients, as well as use their own funds for the acquisition of securities for clients, and participate in &#8216;short selling&#8217; in accordance with the procedure established by the Agency.\u00a0<\/p><p>k) Trade in foreign currency;<\/p><p>I) Conduct other operations related to financial instruments, and shares in an entrerpeneurall company and exercise other powers provided for by this law.\u00a0<\/p><p>\u00a0<\/p><p>\u00a0<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-3fde3d7 elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"3fde3d7\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-fddf70d\" data-id=\"fddf70d\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-fdc4807 elementor-widget elementor-widget-heading\" data-id=\"fdc4807\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\"><span class=\"ez-toc-section\" id=\"License_conditions_for_a_brokerage_activity\"><\/span> License conditions for a brokerage activity<span class=\"ez-toc-section-end\"><\/span><\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-dd34969 elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"dd34969\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-6f3d22b\" data-id=\"6f3d22b\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-27f6cf2 elementor-widget elementor-widget-text-editor\" data-id=\"27f6cf2\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>An applicant seeking a license for a brokerage activity shall submit an application to the Agency, accompanied by the documents prescribed by Article 9 of the Law of Georgia on Licenses and Permits, as well as by information and documents:<\/p><p>a) confirming that the applicant is registered as a limited liability company or a joint stock company under the Law of Georgia on Entrepreneurs;<\/p><p>b) confirming that none of the members of its governing body or its significant shareholder has been convicted for a serious or particularly serious crime, or for the financing of terrorism and\/or the legalisation of illicit income, or other economic crimes; and that none of the members of its governing body has been deprived of the governing body membership rights or been subject to administrative sanctions for gross violation of the legislation on securities during the past five years;<\/p><p>c) on the compliance of members of the governing body with the eligibility criteria laid down in accordance with the procedure established by the Agency;\u00a0<\/p><p>d)\u00a0the\u00a0compliance\u00a0declaration\u00a0of\u00a0a\u00a0beneficial\u00a0owner\u00a0of\u00a0a\u00a0significant\u00a0share\u00a0determined\u00a0in\u00a0accordance\u00a0with\u00a0the\u00a0procedure\u00a0established\u00a0by\u00a0the\u00a0Agency;\u00a0<\/p><p>e)\u00a0its\u00a0charter,\u00a0internal\u00a0regulations\u00a0and\u00a0rules,\u00a0which;\u00a0<\/p><p>e.a)\u00a0include\u00a0procedures\u00a0concerning\u00a0membership,\u00a0trade,\u00a0admission\u00a0to\u00a0trade,\u00a0dispute\u00a0settlement\u00a0and\u00a0other\u00a0rules\u00a0required\u00a0in\u00a0accordance\u00a0with\u00a0this\u00a0Law; e.b)\u00a0require\u00a0a\u00a0fair,\u00a0reasonable\u00a0and\u00a0equitable\u00a0attitude\u00a0towards\u00a0all\u00a0members\u00a0or\u00a0membership\u00a0candidates\u00a0of\u00a0a\u00a0stock\u00a0exchange;\u00a0<\/p><p>f)\u00a0on\u00a0the\u00a0possession\u00a0of\u00a0the\u00a0minimum\u00a0amount\u00a0of\u00a0equity\u00a0capital\u00a0prescribed\u00a0by\u00a0the\u00a0Agency\u00a0(where\u00a0such\u00a0requirement\u00a0exists);\u00a0<\/p><p>g) an annual or semi-annual financial statement of the last year (whichever is the most recent), verified by an auditor and prepared in accordance with the procedure established by the Agency. An applicant seeking a securities registrar license shall submit a current financial statement verified by an\u00a0auditor,\u00a0if\u00a0it\u00a0has\u00a0applied\u00a0for\u00a0obtaining\u00a0the\u00a0license\u00a0no\u00a0later\u00a0than\u00a0half\u00a0year\u00a0since\u00a0the\u00a0day\u00a0of\u00a0its\u00a0establishment;\u00a0<\/p><p>h) a document (documents) on the minimum amount of equity capital deposit on the bank account (accounts) prescribed by the Agency from a bank licensed\u00a0in\u00a0Georgia;\u00a0<\/p><p>i)\u00a0on\u00a0the\u00a0compliance\u00a0of\u00a0its\u00a0organisational\u00a0structure\u00a0and\u00a0technical\u00a0means\u00a0with\u00a0the\u00a0procedure\u00a0established\u00a0by\u00a0the\u00a0Agency\u00a0(where\u00a0such\u00a0regulations\u00a0exist); j)\u00a0the\u00a0names\u00a0of\u00a0significant\u00a0partners\u00a0(shareholders)\u00a0and\u00a0the\u00a0number\u00a0of\u00a0shares\u00a0held\u00a0by\u00a0each;<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-0a5c18a elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"0a5c18a\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-3269c77\" data-id=\"3269c77\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-554676d elementor-widget elementor-widget-heading\" data-id=\"554676d\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\"><span class=\"ez-toc-section\" id=\"Duties_of_brokerage_companies_and_of_brokers\"><\/span>\nDuties of brokerage companies and of brokers<span class=\"ez-toc-section-end\"><\/span><\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-3bfa1fe elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"3bfa1fe\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-d0d7be1\" data-id=\"d0d7be1\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-81fb80d elementor-widget elementor-widget-text-editor\" data-id=\"81fb80d\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>1. A brokerage company shall maintain separate accounts to separate its own assets from the securities and monetary funds of its clients.<br \/>2. All agreements between a brokerage company and its clients shall be made in writing.<br \/>3. Brokerage companies and brokers shall ensure the execution of their clients&#8217; orders under the best terms and conditions existing on the market in accordance with the procedure laid down by the Agency: they shall not compete against clients&#8217; orders, or manipulate prices or costs in connection with the execution of clients&#8217; orders or execute clients\u2019 orders at such a price and cost as to be less advantageous for the client.<br \/>4. A broker shall be prohibited from giving knowingly misleading recommendations and information to clients on behalf of the brokerage company. A brokerage company shall provide information on the suitability of investments, and potential conflicts of interest of a brokerage company or a broker and about the financial condition of the brokerage company.<br \/>5. A brokerage company shall notify the Agency in writing within seven days after the occurrence of a relevant event or after making the relevant<br \/>decision on:<br \/>a) opening and closing a branch office;<br \/>b) changing the name of the brokerage company.<br \/>6. A brokerage company shall obtain prior consent on reorganisation from the Agency. The Agency may refuse to give its consent on reorganisation to the brokerage company if the reorganisation poses a threat to clients\u2019 monetary funds and\/or his\/her\/its securities entrusted to the brokerage company.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-fff475f elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"fff475f\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-3bae975\" data-id=\"3bae975\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-3db0cff elementor-widget elementor-widget-button\" data-id=\"3db0cff\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"button.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-button-wrapper\">\n\t\t\t\t\t<a class=\"elementor-button elementor-button-link elementor-size-sm\" href=\"http:\/\/devskey.com\/de\/georgian-license-for-international-financial-company\/\">\n\t\t\t\t\t\t<span class=\"elementor-button-content-wrapper\">\n\t\t\t\t\t\t\t\t\t<span class=\"elementor-button-text\">Click for More information about the Licensing can be found here<\/span>\n\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-bb7abba elementor-widget elementor-widget-heading\" data-id=\"bb7abba\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\"><span class=\"ez-toc-section\" id=\"Checklist_for_Brokerage_License\"><\/span>Checklist for Brokerage License<span class=\"ez-toc-section-end\"><\/span><\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-cbd58eb elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"cbd58eb\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-3d9564d\" data-id=\"3d9564d\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-9096c34 elementor-widget elementor-widget-text-editor\" data-id=\"9096c34\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"gmail_default\">1. Filled Application\u00a0 Form\u00a0 \u00a0 \u00a0(\u00a0 Contact me to send you the form)\u00a0<\/div><div class=\"gmail_default\">2. Extract from Entrepreneurial Register\u00a0 \u00a0\u00a0<\/div><div class=\"gmail_default\">3. Charters of Association\u00a0<\/div><div class=\"gmail_default\">4.\u00a0 Legalized Passport\u00a0\u00a0<\/div><div class=\"gmail_default\">5.\u00a0 Founder&#8217;s CV<\/div><div class=\"gmail_default\">6.\u00a0 Criminal Records Certification ( Legalized or Appostiled)\u00a0<\/div><div class=\"gmail_default\">7.\u00a0 Information about the Source of Income\u00a0 &#8211; Can be Proof of Salary, Bank Loan, Company Statements ( Legalized or Appostiled)<\/div><div class=\"gmail_default\">8.\u00a0 Confirmation of Minimum Capital with Proof of the Source of Income &#8211; Minimum Capital Required 500 000;\u00a0<\/div><div class=\"gmail_default\">9.\u00a0 \u00a0Proof of Founder&#8217;s education and job experience with 2 letters of Recommendation.\u00a0 \u00a0 \u00a0 \u00a0 \u00a0( legalized or Appostiled)\u00a0<\/div><div class=\"gmail_default\">10. Filled Declaration form ( Contact me to send you the form)\u00a0<\/div><div class=\"gmail_default\">12.\u00a0 Proof of Application Fee Payment &#8211; 5000 GEL to be payed to Bank of Georgia. Amount is not Refundable.\u00a0<\/div><div class=\"gmail_default\">13. Business Strategic Plan and Information about the Business Model<\/div><div class=\"gmail_default\">14. Proof of the Legal Address of your Company &#8211; Rent Agreement, Ownership Certification or\u00a0 Consent of the Owner.<\/div><div class=\"gmail_default\">15.\u00a0 In case of Its existence, information about the trading software\u00a0 with technical Description.<\/div><div class=\"yj6qo ajU\">\u00a0<\/div>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-138e87c elementor-widget elementor-widget-heading\" data-id=\"138e87c\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\"><span class=\"ez-toc-section\" id=\"Useful_Links\"><\/span>Useful Links<span class=\"ez-toc-section-end\"><\/span><\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-d3af2f4 elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"d3af2f4\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-3ed78ae\" data-id=\"3ed78ae\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-ec69f60 elementor-widget elementor-widget-text-editor\" data-id=\"ec69f60\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<ol><li>\u00a0<a href=\"https:\/\/www.nbg.gov.ge\/uploads\/legalacts\/fasianikagaldebi\/2018\/licenzireba\/145_150818.pdf\">Command of The President of the National Bank of Georgia\u00a0\u00a0\u00a0 \u2116145\/04\u00a0 (available only in Georgian)<\/a><\/li><\/ol>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>","protected":false},"excerpt":{"rendered":"<p>A broker \u2013 a natural person who executes securities transactions on behalf of an employer brokerage company and\/or conducts other related activities.&nbsp;LAW OF GEORGIA ON SECURITIES MARKET&nbsp;&nbsp;regulates relations associated with the public offering of securities and their circulation, and determines the rules of activities and responsibilities of stock exchanges, central depositories, securities registrars, brokerage companies, [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":1487,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"ocean_front_end_style_editor":"no","ocean_post_layout":"","ocean_both_sidebars_style":"","ocean_both_sidebars_content_width":0,"ocean_both_sidebars_sidebars_width":0,"ocean_sidebar":"0","ocean_second_sidebar":"0","ocean_disable_margins":"enable","ocean_add_body_class":"","ocean_shortcode_before_top_bar":"","ocean_shortcode_after_top_bar":"","ocean_shortcode_before_header":"","ocean_shortcode_after_header":"","ocean_has_shortcode":"","ocean_shortcode_after_title":"","ocean_shortcode_before_footer_widgets":"","ocean_shortcode_after_footer_widgets":"","ocean_shortcode_before_footer_bottom":"","ocean_shortcode_after_footer_bottom":"","ocean_display_top_bar":"default","ocean_display_header":"default","ocean_header_style":"","ocean_center_header_left_menu":"0","ocean_custom_header_template":"0","ocean_custom_logo":0,"ocean_custom_retina_logo":0,"ocean_custom_logo_max_width":0,"ocean_custom_logo_tablet_max_width":0,"ocean_custom_logo_mobile_max_width":0,"ocean_custom_logo_max_height":0,"ocean_custom_logo_tablet_max_height":0,"ocean_custom_logo_mobile_max_height":0,"ocean_header_custom_menu":"0","ocean_menu_typo_font_family":"0","ocean_menu_typo_font_subset":"","ocean_menu_typo_font_size":0,"ocean_menu_typo_font_size_tablet":0,"ocean_menu_typo_font_size_mobile":0,"ocean_menu_typo_font_size_unit":"px","ocean_menu_typo_font_weight":"","ocean_menu_typo_font_weight_tablet":"","ocean_menu_typo_font_weight_mobile":"","ocean_menu_typo_transform":"","ocean_menu_typo_transform_tablet":"","ocean_menu_typo_transform_mobile":"","ocean_menu_typo_line_height":0,"ocean_menu_typo_line_height_tablet":0,"ocean_menu_typo_line_height_mobile":0,"ocean_menu_typo_line_height_unit":"","ocean_menu_typo_spacing":0,"ocean_menu_typo_spacing_tablet":0,"ocean_menu_typo_spacing_mobile":0,"ocean_menu_typo_spacing_unit":"","ocean_menu_link_color":"","ocean_menu_link_color_hover":"","ocean_menu_link_color_active":"","ocean_menu_link_background":"","ocean_menu_link_hover_background":"","ocean_menu_link_active_background":"","ocean_menu_social_links_bg":"","ocean_menu_social_hover_links_bg":"","ocean_menu_social_links_color":"","ocean_menu_social_hover_links_color":"","ocean_disable_title":"default","ocean_disable_heading":"default","ocean_post_title":"","ocean_post_subheading":"","ocean_post_title_style":"","ocean_post_title_background_color":"","ocean_post_title_background":0,"ocean_post_title_bg_image_position":"","ocean_post_title_bg_image_attachment":"","ocean_post_title_bg_image_repeat":"","ocean_post_title_bg_image_size":"","ocean_post_title_height":0,"ocean_post_title_bg_overlay":0.5,"ocean_post_title_bg_overlay_color":"","ocean_disable_breadcrumbs":"default","ocean_breadcrumbs_color":"","ocean_breadcrumbs_separator_color":"","ocean_breadcrumbs_links_color":"","ocean_breadcrumbs_links_hover_color":"","ocean_display_footer_widgets":"default","ocean_display_footer_bottom":"default","ocean_custom_footer_template":"0","ocean_post_oembed":"","ocean_post_self_hosted_media":"","ocean_post_video_embed":"","ocean_link_format":"","ocean_link_format_target":"self","ocean_quote_format":"","ocean_quote_format_link":"post","ocean_gallery_link_images":"off","ocean_gallery_id":[],"footnotes":""},"categories":[1],"tags":[],"class_list":["post-766","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-doing-business-in-georgia","entry","has-media","owp-thumbs-layout-horizontal","owp-btn-normal","owp-tabs-layout-horizontal","has-no-thumbnails","has-product-nav"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Obtain Brokerage  License ONLINE<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/devskey.com\/de\/obtain-brokerage-license-online\/\" \/>\n<meta property=\"og:locale\" content=\"de_DE\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Obtain Brokerage  License ONLINE\" \/>\n<meta property=\"og:description\" content=\"A broker \u2013 a natural person who executes securities transactions on behalf of an employer brokerage company and\/or conducts other related activities.&nbsp;LAW OF GEORGIA ON SECURITIES MARKET&nbsp;&nbsp;regulates relations associated with the public offering of securities and their circulation, and determines the rules of activities and responsibilities of stock exchanges, central 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